ASIC has banned a former financial adviser and his wife from providing financial services after he took money from a dead client's account.
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The Australian Financial Complaints Authority has warned of delays after receiving more than 1600 complaints from former clients of Dixon Advisory.
CommSec has been ordered to pay a $20 million penalty for breaches including overcharging customers more than $4.3 million in brokerage fees.
Money watchdog ASIC has launched legal action against retailer Harvey Norman and Latitude Finance Australia over the promotion of interest-free payment methods.
Want to invest in music royalties from the back catalogues of Elvis Presley and Bob Dylan? A new ETF could get you all shook up.
Regulations aimed at protecting consumers have contributed to making financial advice unaffordable for the average Australian.
Aussies who bought policies from Freedom Insurance could be entitled to compensation after ASIC uncovered shocking sales tactics.
Squirrel Super claimed that metro residential property was likely to double in value every seven to 10 years - claims they repeated more than 9000 times.
The chair of Spaceship Capital has been banned by ASIC for failing to understand the group's services, after a number of members were assigned to the wrong super product.
ASIC has suspended the Australian financial services licence of Dixon Advisory for alleged conflicts, best interest failures and inappropriate advice.
